AVP Regulatory Compliance and Risk Officer
Company: Network ESC A Division of Network Temps, Inc.
Posted on: January 11, 2022
Top Bank in Darien, CT seeks AVP Regulatory Compliance and
In the performance of their respective tasks and duties all
employees are expected to conform to the following:
Perform quality work within determined timeframes.
Interact professionally with other employees, customers and
Work effectively as a team contributor on all assignments.
Work independently while understanding the necessity for
communicating and coordinating work efforts with other employees,
departments, divisions, etc.
Work on additional tasks, assignments and projects as needed.
The Compliance Risk Analyst's role is to assess compliance risk in
the development of the Bank's new and existing business growth
initiatives. The Compliance Risk Analyst will coordinate with
departments across the Bank including operations, finance,
strategy, and lending to evaluate the initiatives. The Compliance
Risk Analyst is responsible for completing risk assessments,
performing enhanced due diligence, and writing and presenting
reports to support results.
ESSENTIAL FUNCTIONS AND RESPONSIBILITIES (Duties which are
critical/central to accomplishing the purpose of the job. List job
duties in order of importance.) :
Describe what must be accomplished.
Establishes compliance risk assessment criteria
Create framework and policies for Fintech risk compliance
Work closely with legal and regulatory bodies
Performs due diligence reviews of new bank partners and clients
Assess new business opportunities for compliance with federal and
state laws and regulations
Meets with prospective bank partners and clients regarding
Maintains accurate and detailed records of current and prospective
bank partners and clients
Write executive summaries of results and findings from review
Conduct ongoing monitoring and review of high-risk bank partners
Establishes relationships with Bank management and banking
Coordinates with Bank management and banking partners/clients on an
as-needed basis to resolve issues in a timely and professional
Leads and /or participates in special projects.
Improves and documents processes wherever appropriate.
Adheres to compliance procedures and internal/operational risk
controls in accordance with all applicable regulatory standards,
requirements, and policies.
KNOWLEDGE, SKILLS and ABILITIES (Required for this job.) :
Superior analytical and critical thinking skills
Strong writing ability to convey complex compliance risks in a
manner easily understood by others
Understanding of federal banking regulatory requirements for
deposits, lending, and/or payments
Demonstrated interest in new and upcoming banking technology and/or
Excellent communication and interpersonal skills
Self-starter, problem solver, someone who thrives on delivering
Must be able to work independently while remaining a team
EDUCATION/EXPERIENCE REQUIREMENTS (minimum education and/or years
of experience required to perform the job.)
College degree or equivalent work experience.
Required Years of Work Experience: Min 3-5 years
Preferred Licenses/Certifications: CAMS (Certified Anti-Money
Keywords: Network ESC A Division of Network Temps, Inc., Meriden , AVP Regulatory Compliance and Risk Officer, Other , Meriden, Connecticut
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